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Revision 1.5 - (download) (annotate)
Tue Mar 8 17:51:57 2005 UTC (4 years, 8 months ago) by dl
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/*
 * Written by Doug Lea with assistance from members of JCP JSR-166
 * Expert Group and released to the public domain, as explained at
 * http://creativecommons.org/licenses/publicdomain
 */

package jsr166x;

import java.util.*;
import java.util.concurrent.*;
import java.util.concurrent.atomic.*;

/**
 * A concurrent linked-list implementation of a {@link Deque}
 * (double-ended queue).  Concurrent insertion, removal, and access
 * operations execute safely across multiple threads. Iterators are
 * <i>weakly consistent</i>, returning elements reflecting the state
 * of the deque at some point at or since the creation of the
 * iterator.  They do <em>not</em> throw {@link
 * ConcurrentModificationException}, and may proceed concurrently with
 * other operations.
 *
 * <p>This class and its iterators implement all of the
 * <em>optional</em> methods of the {@link Collection} and {@link
 * Iterator} interfaces. Like most other concurrent collection
 * implementations, this class does not permit the use of
 * <tt>null</tt> elements.  because some null arguments and return
 * values cannot be reliably distinguished from the absence of
 * elements. Arbitrarily, the {@link Collection#remove} method is
 * mapped to <tt>removeFirstOccurrence</tt>, and {@link
 * Collection#add} is mapped to <tt>addLast</tt>.
 *
 * <p>Beware that, unlike in most collections, the <tt>size</tt>
 * method is <em>NOT</em> a constant-time operation. Because of the
 * asynchronous nature of these deques, determining the current number
 * of elements requires a traversal of the elements.
 *
 * <p>This class is <tt>Serializable</tt>, but relies on default
 * serialization mechanisms.  Usually, it is a better idea for any
 * serializable class using a <tt>ConcurrentLinkedDeque</tt> to instead
 * serialize a snapshot of the elements obtained by method
 * <tt>toArray</tt>.
 *
 * @author  Doug Lea
 * @param <E> the type of elements held in this collection
 */

public class ConcurrentLinkedDeque<E>
    extends AbstractCollection<E>
    implements Deque<E>, java.io.Serializable {

    /*
     * This is an adaptation of an algorithm described in Paul
     * Martin's "A Practical Lock-Free Doubly-Linked List". Sun Labs
     * Tech report. The basic idea is to primarily rely on
     * next-pointers to ensure consistency. Prev-pointers are in part
     * optimistic, reconstructed using forward pointers as needed.
     * The main forward list uses a variant of HM-list algorithm
     * similar to the one used in ConcurrentSkipListMap class, but a
     * little simpler.  It is also basically similar to the approach
     * in Edya Ladan-Mozes and Nir Shavit "An Optimistic Approach to
     * Lock-Free FIFO Queues" in DISC04.
     *
     * Quoting a summary in Paul Martin's tech report:
     *
     *  All cleanups work to maintain these invariants:
     *    (1) forward pointers are the ground truth.
     *    (2) forward pointers to dead nodes can be improved by swinging them
     *        further forward around the dead node.
     *    (2.1) forward pointers are still correct when pointing to dead
     *        nodes, and forward pointers from dead nodes are left
     *	      as they were when the node was deleted.
     *    (2.2) multiple dead nodes may point forward to the same node.
     *    (3) backward pointers were correct when they were installed
     *    (3.1) backward pointers are correct when pointing to any
     *        node which points forward to them, but since more than
     *	      one forward pointer may point to them, the live one is best.
     *    (4) backward pointers that are out of date due to deletion 
     *        point to a deleted node, and need to point further back until
     *	      they point to the live node that points to their source.
     *    (5) backward pointers that are out of date due to insertion 
     *        point too far backwards, so shortening their scope (by searching
     *	      forward) fixes them.
     *    (6) backward pointers from a dead node cannot be "improved" since
     *        there may be no live node pointing forward to their origin.
     *        (However, it does no harm to try to improve them while
     *        racing with a deletion.)
     * 
     *
     * Notation guide for local variables
     *   n, b, f :  a node, its predecessor, and successor 
     *   s       :  some other successor
     */

    /**
     * Linked Nodes. As a minor efficiency hack, this class
     * opportunistically inherits from AtomicReference, with the
     * atomic ref used as the "next" link.
     *
     * Nodes are in doubly-linked lists. There are three
     * kinds of special nodes, distinguished by:
     *  * The list header   has a null prev link
     *  * The list trailer  has a null next link
     *  * A deletion marker has a prev link pointing to itself.
     * All three kinds of special nodes have null element fields.
     *
     * Regular nodes have non-null element, next, and prev fields.  To
     * avoid visible inconsistencies when deletions overlap element
     * replacement, replacements are done by replacing the node, not
     * just setting the element.
     *
     * Nodes can be traversed by read-only ConcurrentLinkedDeque class
     * operations just by following raw next pointers, so long as they
     * ignore any special nodes seen along the way. (This is automated
     * in method forward.)  However, traversal using prev pointers is
     * not guaranteed to see all live nodes since a prev pointer of a
     * deleted node can become unrecoverably stale.
     */
    static final class Node<E> extends AtomicReference<Node<E>> {
	private volatile Node<E> prev;
	final E element;

        /** Creates a node with given contents */
	Node(E element, Node<E> next, Node<E> prev) {
            super(next);
	    this.prev = prev;
	    this.element = element;
	}

        /** Creates a marker node with given successor */
	Node(Node<E> next) { 
            super(next);
	    this.prev = this;
	    this.element = null;
	}

        /**
         * Gets next link (which is actually the value held
         * as atomic reference).
         */
        private Node<E> getNext() {
            return get();
        }

        /**
         * Sets next link
         * @param n the next node
         */
        void setNext(Node<E> n) {
            set(n);
        }

        /**
         * compareAndSet next link
         */
        private boolean casNext(Node<E> cmp, Node<E> val) {
            return compareAndSet(cmp, val);
        }
        
        /**
         * Gets prev link
         */
        private Node<E> getPrev() {
            return prev;
        }

        /**
         * Sets prev link
         * @param b the previous node
         */
        void setPrev(Node<E> b) {
            prev = b;
        }

        /** 
         * Returns true if this is a header, trailer, or marker node 
         */
        boolean isSpecial() { 
            return element == null; 
        }

        /** 
         * Returns true if this is a trailer node 
         */
        boolean isTrailer() { 
            return getNext() == null; 
        }

        /** 
         * Returns true if this is a header node 
         */
        boolean isHeader()  { 
            return getPrev() == null; 
        }

        /** 
         * Returns true if this is a marker node 
         */
        boolean isMarker()  { 
            return getPrev() == this; 
        }

        /**
         * Returns true if this node is followed by a marker, meaning
         * that it is deleted.
         * @return true if this node is deleted
         */
        boolean isDeleted() {
            Node<E> f = getNext();
            return f != null && f.isMarker();
        }

        /**
         * Returns next node, ignoring deletion marker
         */
        private Node<E> nextNonmarker() {
            Node<E> f = getNext();
            return (f == null || !f.isMarker())? f : f.getNext();
        }

        /**
         * Returns the next non-deleted node, swinging next pointer
         * around any encountered deleted nodes, and also patching up
         * successor''s prev link to point back to this.  Returns
         * null if this node is trailer so has no successor.
         * @return successor, or null if no such
         */
        Node<E> successor() {
            Node<E> f = nextNonmarker();
            for (;;) {
                if (f == null)
                    return null;
                if (!f.isDeleted()) {      
                    if (f.getPrev() != this && !isDeleted())
                        f.setPrev(this);       // relink f's prev
                    return f;
                }
                Node<E> s = f.nextNonmarker();
                if (f == getNext())
                    casNext(f, s);             // unlink f
                f = s;
            }
        }

        /**
         * Returns the apparent predecessor of target by searching
         * forward for it starting at this node, patching up pointers
         * while traversing. Used by predecessor().
         * @return target's predecessor, or null if not found
         */
        private Node<E> findPredecessorOf(Node<E> target) {
            Node<E> n = this;
            for (;;) {
                Node<E> f = n.successor();
                if (f == target)
                    return n;
                if (f == null)
                    return null;
                n = f;
            } 
        }

        /**
         * Returns the previous non-deleted node, patching up pointers
         * as needed.  Returns null if this node is header so has no
         * successor. May also return null if this node is deleted, so
         * doesn't have a distinct predecessor.
         * @return predecessor or null if not found
         */
        Node<E> predecessor() {
            Node<E> n = this;
            for (;;) {
                Node<E> b = n.getPrev();
                if (b == null) 
                    return n.findPredecessorOf(this);
                Node<E> s = b.getNext();
                if (s == this)
                    return b;
                if (s == null || !s.isMarker()) {
                    Node<E> p = b.findPredecessorOf(this);
                    if (p != null) 
                        return p;
                }
                n = b;
            }
        }

        /**
         * Returns the next node containing a nondeleted user element.
         * Use for forward list traversal.
         * @return successor, or null if no such
         */
        Node<E> forward() {
            Node<E> f = successor();
            return (f == null || f.isSpecial())? null : f;
        }

        /**
         * Returns previous node containing a nondeleted user element, if
         * possible.  Use for backward list traversal, but beware that
         * if this method is called from a deleted node, it might not
         * be able to determine a usable predecessor.
         * @return predecessor, or null if no such could be found
         */
        Node<E> back() {
            Node<E> f = predecessor();
            return (f == null || f.isSpecial())? null : f;
        }

        /**
         * Tries to insert a node holding element as successor, failing
         * if this node is deleted.
         * @param element the element 
         * @return the new node, or null on failure.
         */
        Node<E> append(E element) {
            for (;;) {
                Node<E> f = getNext();
                if (f == null || f.isMarker())
                    return null;
                Node<E> x = new Node<E>(element, f, this);
                if (casNext(f, x)) {
                    f.setPrev(x); // optimistically link
                    return x;
                }
            }
        }

        /**
         * Tries to insert a node holding element as predecessor, failing
         * if no live predecessor can be found to link to.
         * @param element the element 
         * @return the new node, or null on failure.
         */
        Node<E> prepend(E element) {
            for (;;) {
                Node<E> b = predecessor();
                if (b == null)
                    return null;
                Node<E> x = new Node<E>(element, this, b);
                if (b.casNext(this, x)) {
                    setPrev(x); // optimistically link
                    return x;
                }
            }
        }

        /**
         * Tries to mark this node as deleted, failing if already
         * deleted or if this node is header or trailer
         * @return true if successful
         */
        boolean delete() {
            Node<E> b = getPrev();
            Node<E> f = getNext();
            if (b != null && f != null && !f.isMarker() && 
                casNext(f, new Node(f))) {
                if (b.casNext(this, f))
                    f.setPrev(b);
                return true;
            }
            return false;
        }

        /**
         * Tries to insert a node holding element to replace this node.
         * failing if already deleted.
         * @param newElement the new element 
         * @return the new node, or null on failure.
         */
        Node<E> replace(E newElement) {
            for (;;) {
                Node<E> b = getPrev();
                Node<E> f = getNext();
                if (b == null || f == null || f.isMarker())
                    return null;
                Node<E> x = new Node<E>(newElement, f, b);
                if (casNext(f, new Node(x))) {
                    b.successor(); // to relink b
                    x.successor(); // to relink f
                    return x;
                }
            }
        }
    }
        
    // Minor convenience utilities

    /**
     * Returns true if given reference is non-null and isn't a header,
     * trailer, or marker.
     * @param n (possibly null) node
     * @return true if n exists as a user node
     */
    private static boolean usable(Node<?> n) {
        return n != null && !n.isSpecial();
    }

    /**
     * Throws NullPointerException if argument is null
     * @param v the element
     */
    private static void checkNullArg(Object v) {
        if (v == null)
            throw new NullPointerException();
    }

    /**
     * Returns element unless it is null, in which case throws
     * NoSuchElementException.
     * @param v the element
     * @return the element
     */
    private E screenNullResult(E v) {
        if (v == null)
            throw new NoSuchElementException();
        return v;
    }

    /**
     * Creates an array list and fills it with elements of this list.
     * Used by toArray.
     * @return the arrayList
     */
    private ArrayList<E> toArrayList() {
        ArrayList<E> c = new ArrayList<E>();
        for (Node<E> n = header.forward(); n != null; n = n.forward()) 
            c.add(n.element);
        return c;
    }

    // Fields and constructors
   
    private static final long serialVersionUID = 876323262645176354L;

    /** 
     * List header. First usable node is at header.forward(). 
     */
    private final Node<E> header;

    /** 
     * List trailer. Last usable node is at trailer.back(). 
     */
    private final Node<E> trailer;

    /**
     * Constructs an empty deque.
     */
    public ConcurrentLinkedDeque() {
	Node h = new Node(null, null, null);
	Node t = new Node(null, null, h);
	h.setNext(t);
	header = h;
	trailer = t;
    }

    /**
     * Constructs a deque containing the elements of the specified
     * collection, in the order they are returned by the collection's
     * iterator.
     *
     * @param c the collection whose elements are to be placed into
     * this deque.
     * @throws NullPointerException if <tt>c</tt> or any element within it
     * is <tt>null</tt>
     */
     public ConcurrentLinkedDeque(Collection<? extends E> c) {
	 this();
	 addAll(c);
     }

    /**
     * Prepends the given element at the beginning of this deque.
     *
     * @param o the element to be inserted at the beginning of this deque.
     * @throws NullPointerException if the specified element is <tt>null</tt>
     */
    public void addFirst(E o) {
        checkNullArg(o);
	while (header.append(o) == null) 
            ;
    }

    /**
     * Appends the given element to the end of this deque.  This is
     * identical in function to the <tt>add</tt> method.
     *
     * @param o the element to be inserted at the end of this deque.
     * @throws NullPointerException if the specified element is <tt>null</tt>
     */
    public void addLast(E o) {
        checkNullArg(o);
        while (trailer.prepend(o) == null) 
            ;
    }

    /**
     * Prepends the given element at the beginning of this deque.
     *
     * @param o the element to be inserted at the beginning of this deque.
     * @return <tt>true</tt> always
     * @throws NullPointerException if the specified element is <tt>null</tt>
     */
    public boolean offerFirst(E o) {
        addFirst(o);
        return true;
    }

    /**
     * Appends the given element to the end of this deque.  (Identical in
     * function to the <tt>add</tt> method; included only for consistency.)
     *
     * @param o the element to be inserted at the end of this deque.
     * @return <tt>true</tt> always
     * @throws NullPointerException if the specified element is <tt>null</tt>
     */
    public boolean offerLast(E o) {
        addLast(o);
        return true;
    }

    /**
     * Retrieves, but does not remove, the first element of
     * this deque, or returns null if this deque is empty.
     * @return the first element of this queue, or <tt>null</tt> if
     * empty.
     */
    public E peekFirst() {
        Node<E> n = header.successor();
        return (n == null) ? null : n.element;
    }

    /**
     * Retrieves, but does not remove, the last element of
     * this deque, or returns null if this deque is empty.
     * @return the last element of this deque, or <tt>null</tt> if empty.
     */
    public E peekLast() {
        Node<E> n = trailer.predecessor();
        return (n == null) ? null : n.element;
    }

    /**
     * Returns the first element in this deque.
     *
     * @return the first element in this deque.
     * @throws    NoSuchElementException if this deque is empty.
     */
    public E getFirst() {
        return screenNullResult(peekFirst());
    }

    /**
     * Returns the last element in this deque.
     *
     * @return the last element in this deque.
     * @throws    NoSuchElementException if this deque is empty.
     */
    public E getLast()  {
        return screenNullResult(peekLast());
    }

    /**
     * Retrieves and removes the first element of this deque, or
     * returns null if this deque is empty.
     * @return the first element of this deque, or <tt>null</tt> if empty.
     */
    public E pollFirst() {
        for (;;) {
            Node<E> n = header.successor();
            if (!usable(n))
                return null;
            if (n.delete())
                return n.element;
        }
    }

    /**
     * Retrieves and removes the last element of this deque, or returns
     * null if this deque is empty.
     * @return the last element of this deque, or <tt>null</tt> if empty.
     */
    public E pollLast() {
        for (;;) {
            Node<E> n = trailer.predecessor();
            if (!usable(n))
                return null;
            if (n.delete())
                return n.element;
        }
    }

    /**
     * Removes and returns the first element from this deque.
     *
     * @return the first element from this deque.
     * @throws    NoSuchElementException if this deque is empty.
     */
    public E removeFirst() {
        return screenNullResult(pollFirst());
    }

    /**
     * Removes and returns the last element from this deque.
     *
     * @return the last element from this deque.
     * @throws    NoSuchElementException if this deque is empty.
     */
    public E removeLast() {
        return screenNullResult(pollLast());
    }

    // *** Queue and stack methods ***
    public boolean offer(E e) { return offerLast(e); }
    public boolean add(E e)   { return offerLast(e); }
    public E poll()           { return pollFirst(); }
    public E remove()         { return removeFirst(); }
    public E peek()           { return peekFirst(); }
    public E element()        { return getFirst(); }
    public void push(E e)     { addFirst(e);  }
    public E pop()            { return removeFirst(); }

    /**
     * Removes the first element <tt>e</tt> such that
     * <tt>o.equals(e)</tt>, if such an element exists in this deque.
     * If the deque does not contain the element, it is unchanged.
     *
     * @param o element to be removed from this deque, if present.
     * @return <tt>true</tt> if the deque contained the specified element.
     * @throws NullPointerException if the specified element is <tt>null</tt>
     */
    public boolean removeFirstOccurrence(Object o) {
        checkNullArg(o);
        for (;;) {
            Node<E> n = header.forward(); 
            for (;;) {
                if (n == null)
                    return false;
                if (o.equals(n.element)) {
                    if (n.delete())
                        return true;
                    else
                        break; // restart if interference
                }
                n = n.forward();
            }
        }
    }

    /**
     * Removes the last element <tt>e</tt> such that
     * <tt>o.equals(e)</tt>, if such an element exists in this deque.
     * If the deque does not contain the element, it is unchanged.
     *
     * @param o element to be removed from this deque, if present.
     * @return <tt>true</tt> if the deque contained the specified element.
     * @throws NullPointerException if the specified element is <tt>null</tt>
     */
    public boolean removeLastOccurrence(Object o) {
        checkNullArg(o);
        for (;;) {
            Node<E> s = trailer;
            for (;;) {
                Node<E> n = s.back(); 
                if (s.isDeleted() || (n != null && n.successor() != s))
                    break; // restart if pred link is suspect.
                if (n == null)
                    return false;
                if (o.equals(n.element)) {
                    if (n.delete())
                        return true;
                    else
                        break; // restart if interference
                }
                s = n;
            }
        }
    }

    /**
     * Returns <tt>true</tt> if this deque contains at least one
     * element <tt>e</tt> such that <tt>o.equals(e)</tt>.
     *
     * @param o element whose presence in this deque is to be tested.
     * @return <tt>true</tt> if this deque contains the specified element.
     */
    public boolean contains(Object o) {
        if (o == null) return false;
        for (Node<E> n = header.forward(); n != null; n = n.forward()) 
            if (o.equals(n.element))
                return true;
        return false;
    }

    /**
     * Returns <tt>true</tt> if this collection contains no elements.<p>
     *
     * @return <tt>true</tt> if this collection contains no elements.
     */
    public boolean isEmpty() {
        return !usable(header.successor());
    }

    /**
     * Returns the number of elements in this deque.  If this deque
     * contains more than <tt>Integer.MAX_VALUE</tt> elements, it
     * returns <tt>Integer.MAX_VALUE</tt>.
     *
     * <p>Beware that, unlike in most collections, this method is
     * <em>NOT</em> a constant-time operation. Because of the
     * asynchronous nature of these deques, determining the current
     * number of elements requires traversing them all to count them.
     * Additionally, it is possible for the size to change during
     * execution of this method, in which case the returned result
     * will be inaccurate. Thus, this method is typically not very
     * useful in concurrent applications.
     *
     * @return  the number of elements in this deque.
     */
    public int size() {
        long count = 0;
        for (Node<E> n = header.forward(); n != null; n = n.forward()) 
            ++count;
        return (count >= Integer.MAX_VALUE)? Integer.MAX_VALUE : (int)count;
    }

    /**
     * Removes the first element <tt>e</tt> such that
     * <tt>o.equals(e)</tt>, if such an element exists in this deque.
     * If the deque does not contain the element, it is unchanged.
     *
     * @param o element to be removed from this deque, if present.
     * @return <tt>true</tt> if the deque contained the specified element.
     * @throws NullPointerException if the specified element is <tt>null</tt>
     */
    public boolean remove(Object o) {
        return removeFirstOccurrence(o);
    }

    /**
     * Appends all of the elements in the specified collection to the end of
     * this deque, in the order that they are returned by the specified
     * collection's iterator.  The behavior of this operation is undefined if
     * the specified collection is modified while the operation is in
     * progress.  (This implies that the behavior of this call is undefined if
     * the specified Collection is this deque, and this deque is nonempty.)
     *
     * @param c the elements to be inserted into this deque.
     * @return <tt>true</tt> if this deque changed as a result of the call.
     * @throws NullPointerException if <tt>c</tt> or any element within it
     * is <tt>null</tt>
     */
    public boolean addAll(Collection<? extends E> c) {
	Iterator<? extends E> it = c.iterator(); 
        if (!it.hasNext())
            return false;
        do {
            addLast(it.next());
        } while (it.hasNext());
        return true;
    }

    /**
     * Removes all of the elements from this deque.
     */
    public void clear() {
        while (pollFirst() != null) 
            ;
    }

    /**
     * Returns an array containing all of the elements in this deque
     * in the correct order.
     *
     * @return an array containing all of the elements in this deque
     * 	       in the correct order.
     */
    public Object[] toArray() {
        return toArrayList().toArray();
    }

    /**
     * Returns an array containing all of the elements in this deque in
     * the correct order; the runtime type of the returned array is that of
     * the specified array.  If the deque fits in the specified array, it
     * is returned therein.  Otherwise, a new array is allocated with the
     * runtime type of the specified array and the size of this deque.<p>
     *
     * If the deque fits in the specified array with room to spare
     * (i.e., the array has more elements than the deque),
     * the element in the array immediately following the end of the
     * collection is set to null.  This is useful in determining the length
     * of the deque <i>only</i> if the caller knows that the deque
     * does not contain any null elements.
     *
     * @param a the array into which the elements of the deque are to
     *		be stored, if it is big enough; otherwise, a new array of the
     * 		same runtime type is allocated for this purpose.
     * @return an array containing the elements of the deque.
     * @throws ArrayStoreException if the runtime type of a is not a
     *         supertype of the runtime type of every element in this deque.
     * @throws NullPointerException if the specified array is null.
     */
    public <T> T[] toArray(T[] a) {
        return toArrayList().toArray(a);
    }

    /**
     * Returns a weakly consistent iterator over the elements in this
     * deque, in first-to-last order. The <tt>next</tt> method returns
     * elements reflecting the state of the deque at some point at or
     * since the creation of the iterator.  The method does
     * <em>not</em> throw {@link ConcurrentModificationException}, and
     * may proceed concurrently with other operations.
     *
     * @return an iterator over the elements in this deque 
     */
    public Iterator<E> iterator() {
        return new CLDIterator();
    }

    final class CLDIterator implements Iterator<E> {
        Node<E> last;
        Node<E> next = header.forward();

        public boolean hasNext() {
            return next != null;
        }

        public E next() {
            Node<E> l = last = next;
            if (l == null)
		throw new NoSuchElementException();
            next = next.forward();
            return l.element;
        }

        public void remove() {
            Node<E> l = last;
            if (l == null)
                throw new IllegalStateException();
            while (!l.delete() && !l.isDeleted())
                ;
        }
    }

}

Doug Lea
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